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Industry Solutions · Professional Services

Business Communications for Financial Advisers & Brokers

Advice by telephone carries regulatory weight — which makes the phone system part of the compliance stack, not just the front door. Covering financial advisers, mortgage brokers, insurance brokers and wealth managers.

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Every call may need to be evidenced

For FCA-regulated firms, telephone conversations aren't just customer service — they're potentially evidencable advice, instructions and disclosures. The system has to reflect that: reliable call recording with secure, retained storage; retrieval that finds the right call quickly when a complaint or file review demands it; and consistent behaviour across office, home-working and mobile so the compliance posture doesn't depend on where the adviser sat. Around that core sits the client experience: direct-dials with sensible fallback, review-meeting bookings handled efficiently, out-of-hours enquiry capture (mortgage applicants ring evenings), and mortgage-market urgency — rate-deadline days generate call surges the queue must absorb.

The complete stack for adviser firms

ServiceWhat it does for you
Business broadbandSecure, resilient connectivity for back-office platforms, sourcing systems and client portals.
Phone systemsCompliant recording with secure retention and fast retrieval, consistent across office, home and mobile — the phone as part of the compliance stack.
AI receptionistEvening and weekend enquiry capture — the hours mortgage and protection clients actually call — booked or summarised to the right adviser.
Business WiFiFast coverage everywhere it's needed, with guest, staff and payment networks kept safely separate.
CCTVHD coverage of the places that matter, viewable from your phone, professionally installed.
Business mobilesSIMs on every major network, shared data, one clear bill for the whole team.

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Frequently asked questions

Does call recording meet FCA expectations?

Recording runs per user or firm-wide with secure storage and configurable retention, and applies consistently across desk phones, apps and mobiles — we'll configure it around your compliance policies.

Can recordings be found quickly for a file review?

Yes — search by number, user, date and time pulls the call in moments, which is exactly what you need mid-complaint rather than a support ticket.

Can advisers work from home identically?

Yes — the app is the office phone: same number, same recording, same behaviour, so compliance and client experience don't vary by location.

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